DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Vestory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Andrew J HooleyCharles Schwab & Co., Inc. national BDVestory, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 25, 2019Dec 23, 2019
Joyce Virginia BloomquistSoundmark Wealth Management, LLC independent RIAVestory, LLC independent RIARIA to RIAApr 22, 2019Jun 12, 2019 (51 d)
Kevin Andrew ErwertCornerstone Advisors Inc mixed wealthVestory, LLC independent RIARIA to RIAAug 17, 2018Aug 28, 2018
Riley Graham PoppyCambridge Investment Research Advisors, Inc. otherVestory, LLC independent RIAOtherMar 9, 2018Apr 12, 2018 (34 d)
Mitchell Jon EwartPruco Securities, LLC BD affiliatedVestory, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 30, 2018Apr 4, 2018 (64 d)
Thomas B McleanNr Smith & Associates, P.S. otherVestory, LLC otherOtherMay 1, 2017May 9, 2017
Michael Dean TaylorWealth Management otherVestory, LLC otherOtherDec 13, 2016May 24, 2012
Anita Linda GrayTrutina Financial otherVestory, LLC otherOtherMay 12, 2016Oct 28, 2016 (169 d)
Michael Dean TaylorElliott Cove Capital Management otherVestory, LLC otherOtherSep 13, 2014Oct 8, 2015 (390 d)
Thomas Charles CockMerriman, LLC otherVestory, LLC otherOtherMar 5, 2010Nov 6, 2009
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10 moves match.