DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at A4 Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Micheal James Foster | Hornor, Townsend & Kent, LLC independent RIA | A4 Wealth Advisors LLC independent RIA | RIA to RIA | May 26, 2026 | May 27, 2026 |
| Kaylynne Elise Willis | Hornor, Townsend & Kent, LLC independent RIA | A4 Wealth Advisors LLC independent RIA | RIA to RIA | May 26, 2026 | May 27, 2026 |
| Cory Michael Esposito | LPL Financial LLC BD affiliated | A4 Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 8, 2025 | Aug 15, 2025 |
| Conrad Jordan Phillips | Alphastar Capital Management independent RIA | A4 Wealth Advisors LLC independent RIA | RIA to RIA | Nov 12, 2024 | Jan 17, 2025 (66 d) |
| Zachary Alan Spainhour | LPL Financial LLC BD affiliated | A4 Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2024 | Aug 19, 2024 |
| Matthew Spencer Long | Park Avenue Securities LLC BD affiliated | A4 Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2018 | May 1, 2023 (1763 d) |
| John Burke Balcerzak | Trident Investment Management Inc unclassified | A4 Wealth Advisors LLC independent RIA | Other | May 18, 2010 | Jun 4, 2010 |
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7 moves match.