DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Expand Financial, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Toby Ryan Martinez | Dimensional Fund Advisors LP asset manager | Expand Financial, LLC institutional | Other | Nov 13, 2025 | Nov 26, 2025 |
| Christopher Scott Hillier | Aveo Capital Partners, LLC independent RIA | Expand Financial, LLC institutional | Other | Oct 1, 2025 | May 27, 2025 |
| Natalie Margaret Neaton | Dmk Advisor Group, Inc. independent RIA | Expand Financial, LLC institutional | Other | Oct 14, 2024 | May 27, 2025 (225 d) |
| Gregory Michael Bakke | Newedge Advisors BD affiliated | Expand Financial, LLC institutional | Other | Jan 2, 2024 | Jan 4, 2022 |
| Leslie Penka | Newedge Advisors BD affiliated | Expand Financial, LLC institutional | Other | Nov 29, 2022 | Jul 14, 2023 (227 d) |
| Sheri Annis Baker | Km&M Pinnacle, Ltd. state registered | Expand Financial, LLC institutional | Other | Jul 22, 2019 | Jun 8, 2010 |
| Joshua Michael Hartzler | Km&M Pinnacle, Ltd. state registered | Expand Financial, LLC institutional | Other | Mar 9, 2012 | Jun 8, 2010 |
| Angelo Manzo | Km&M Pinnacle, Ltd. state registered | Expand Financial, LLC institutional | Other | Jun 18, 2010 | Jun 8, 2010 |
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8 moves match.