DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bankplus Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Samuel Bruner | Blackrock Investment Management, LLC other | Bankplus Wealth Advisors independent RIA | Other | Jan 11, 2024 | Apr 11, 2024 (91 d) |
| Frank R Smith | Wilkins Miller Wealth Management, LLC independent RIA | Bankplus Wealth Advisors independent RIA | RIA to RIA | May 12, 2023 | May 24, 2023 |
| Matthew Logan Larochelle | First Command Advisory Services BD affiliated | Bankplus Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2021 | May 19, 2022 (288 d) |
| Earl Lee Laird | LPL Financial LLC BD affiliated | Bankplus Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2020 | Sep 11, 2020 |
| Jeffrey Scott Lohmeier | LPL Financial LLC BD affiliated | Bankplus Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2020 | Jun 23, 2020 |
| Nathan Howard Lucas | LPL Financial LLC BD affiliated | Bankplus Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2020 | Jun 23, 2020 |
| Maeve Wilson Beard | Voya Financial Advisors, Inc. other | Bankplus Wealth Advisors independent RIA | Other | Sep 2, 2015 | Jun 25, 2021 (2123 d) |
| Tony Darren Edwards | LPL Financial LLC other | Bankplus Wealth Advisors independent RIA | Other | May 29, 2012 | Apr 3, 2018 (2135 d) |
| James Sanford Clark | LPL Financial LLC other | Bankplus Wealth Advisors independent RIA | Other | May 29, 2012 | Aug 20, 2019 (2639 d) |
| Christian Owen Carrico | UBS Financial Services Inc. wirehouse | Bankplus Wealth Advisors other | Other | Feb 8, 2010 | Mar 18, 2010 (38 d) |
| Forbes Lewis Watson | Glenwood Capital Management, Inc. unclassified | Bankplus Wealth Advisors other | Other | Jan 8, 2003 | Mar 22, 2010 (2630 d) |
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11 moves match.