DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northwest Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dayne Rachel LawyerSmart Wealth, LLC independent RIANorthwest Wealth Management, LLC independent RIARIA to RIASep 20, 2023Sep 20, 2023
Alex Curtis JohnsonLPL Financial LLC BD affiliatedNorthwest Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 25, 2022Feb 10, 2022
Joni Kaye KellenThrivent Investment Management Inc. BD affiliatedNorthwest Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2021Aug 18, 2021
Brian Patrick HagedornWells Fargo Advisors wirehouseNorthwest Wealth Management, LLC independent RIAWirehouse to independent RIAJul 8, 2021Jul 21, 2021
Todd Charles SillimanThe Way Point Advisory Group LLC unclassifiedNorthwest Wealth Management, LLC otherOtherDec 31, 2017Apr 25, 2016
Kevin FretteEdward Jones national BDNorthwest Wealth Management, LLC otherOtherJun 18, 2014Jun 16, 2014
James Robert ShoquistWells Fargo Advisors wirehouseNorthwest Wealth Management, LLC otherOtherMay 6, 2014May 7, 2014
Jeffrey Dean PloegerEdward Jones national BDNorthwest Wealth Management, LLC otherOtherNov 26, 2013Nov 26, 2013
Jason Brent Vande BrakeEdward Jones national BDNorthwest Wealth Management, LLC otherOtherOct 2, 2012Oct 3, 2012
Ryan Patrick MehalovichVsr Advisory Services otherNorthwest Wealth Management, LLC otherOtherJan 13, 2012Jan 18, 2012
Lance Bartley EvansEdward Jones national BDNorthwest Wealth Management, LLC otherOtherJun 7, 2011Jun 6, 2011
Kevin Keith KleinAmeriprise Financial Services, LLC national BDNorthwest Wealth Management, LLC otherOtherSep 14, 2010Sep 24, 2010
Randy Lee ImmekerMoney Concepts Advisory Service otherNorthwest Wealth Management, LLC otherOtherSep 7, 2010Sep 21, 2010
Christopher Michael BendaAmeriprise Financial Services, LLC national BDNorthwest Wealth Management, LLC otherOtherAug 11, 2010Aug 6, 2010
John Gerard LauerQuestar Asset Management, Inc. otherNorthwest Wealth Management, LLC otherOtherOct 16, 2007Feb 2, 2010 (840 d)
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15 moves match.