DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Continuum Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Heuss | Modelist state registered | Continuum Wealth Advisors, LLC independent RIA | Other | Jul 29, 2025 | Jan 27, 2026 (182 d) |
| Patrick William Kalish | Vanguard Advisers, Inc. BD affiliated | Continuum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Feb 4, 2025 (35 d) |
| James Thomas Cox | Retirement Planning Group, LLC independent RIA | Continuum Wealth Advisors, LLC independent RIA | RIA to RIA | Feb 10, 2023 | Mar 13, 2023 (31 d) |
| David Jonathan Rath | Park Avenue Securities LLC BD affiliated | Continuum Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2019 | Jul 27, 2021 (915 d) |
| Charles Jerome Mopsik | Transamerica Financial Advisors, LLC other | Continuum Wealth Advisors, LLC independent RIA | Other | Dec 31, 2016 | Dec 13, 2018 (712 d) |
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5 moves match.