DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bauman Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christian Tyler SmissenArista Wealth Management, LLC independent RIABauman Wealth Advisors independent RIARIA to RIASep 10, 2025Sep 17, 2025
Paolo Gabrielli Kipping TorresCambridge Investment Research Advisors, Inc. BD affiliatedBauman Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 31, 2025Jun 8, 2025
Vincent Michael GaraventaMercer Global Advisors Inc. independent RIABauman Wealth Advisors independent RIARIA to RIAOct 18, 2024Dec 3, 2024 (46 d)
Kenton M FennoGradient Wealth Management BD affiliatedBauman Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2022May 31, 2022
Todd Charles BaumanApplied Investment Technology, Inc unclassifiedBauman Wealth Advisors independent RIAOtherAug 23, 2011Mar 19, 2010
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5 moves match.