DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sica Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Frederick Casey | Circle Squared Alternative Investments, LLC asset manager | Sica Wealth Management, LLC other | Other | Apr 2, 2020 | Jan 3, 2017 |
| Philip Leonardo Platania | J.P. Morgan Securities LLC wirehouse | Sica Wealth Management, LLC other | Other | Dec 13, 2013 | Jan 10, 2014 |
| Kailey Witherspoon Walsh | Wells Fargo Advisors wirehouse | Sica Wealth Management, LLC other | Other | Jun 2, 2010 | May 28, 2010 |
| Thomas Vernon Collins | Wells Fargo Advisors wirehouse | Sica Wealth Management, LLC other | Other | Jun 1, 2010 | May 28, 2010 |
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4 moves match.