DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bellwether Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Demots Tracy | Morgan Stanley wirehouse | Bellwether Capital Management LLC state registered | Wirehouse to a state-registered adviser | Aug 11, 2014 | Jan 14, 2019 (1617 d) |
| Huy Gia Trieu | Strategic Advisers LLC national BD | Bellwether Capital Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 26, 2014 | Jun 23, 2014 |
| Christian Andrew Amsberry | Wells Fargo Advisors wirehouse | Bellwether Capital Management LLC state registered | Wirehouse to a state-registered adviser | Feb 6, 2012 | Feb 7, 2012 |
| Victor K Lai | LPL Financial LLC other | Bellwether Capital Management LLC state registered | Other | Jan 18, 2011 | Jan 26, 2011 |
Page 1 of 1
4 moves match.