DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fa Advisor Network, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lonnie Wayne Hood | Transamerica Financial Advisors, LLC other | Fa Advisor Network, LLC. other | Other | Aug 4, 2011 | Sep 16, 2011 (43 d) |
| Steve M Shyman | Integrity Alliance, LLC other | Fa Advisor Network, LLC. other | Other | Nov 16, 2010 | Apr 19, 2011 (154 d) |
| Robert Steven Messina | USA Wealth Management LLC other | Fa Advisor Network, LLC. other | Other | Sep 27, 2010 | Nov 9, 2010 (43 d) |
| David Ray Shucavage | USA Wealth Management LLC other | Fa Advisor Network, LLC. other | Other | Aug 16, 2010 | Sep 2, 2010 |
| Diane Brewer | Ridgeway Conger Advisory Services other | Fa Advisor Network, LLC. other | Other | Jun 15, 2010 | Nov 3, 2010 (141 d) |
| Jeffrey Keith Stukey | USA Wealth Management LLC other | Fa Advisor Network, LLC. other | Other | Apr 5, 2010 | Jul 1, 2010 (87 d) |
| Michael Emmett Williams | Holland Advisory Services, Inc. other | Fa Advisor Network, LLC. other | Other | Sep 21, 2009 | Nov 9, 2010 (414 d) |
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7 moves match.