DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Invesco Managed Accounts, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Maxwell WaxenbaumInvesco Advisers, Inc. asset managerInvesco Managed Accounts, LLC otherOtherSep 2, 2026Sep 2, 2026
Kenneth Michael MisnerTouchstone Advisors Inc asset managerInvesco Managed Accounts, LLC asset managerOtherSep 15, 2022Jan 23, 2023 (130 d)
Rory James DavanUBS Financial Services Inc. wirehouseInvesco Managed Accounts, LLC otherOtherMar 8, 2021Mar 16, 2021
Kent Robert McglincyMdt Advisers, A Division Of Federated Mdta LLC otherInvesco Managed Accounts, LLC otherOtherNov 24, 2017Feb 22, 2018 (90 d)
Carl AhlersBac Capital Advisors LLC otherInvesco Managed Accounts, LLC otherOtherJul 31, 2017Mar 31, 2021 (1339 d)
Rebecca MilesNorthwestern Mutual Investment Services,LLC otherInvesco Managed Accounts, LLC otherOtherOct 26, 2015Mar 18, 2016 (144 d)
Patrick MullinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvesco Managed Accounts, LLC asset managerOtherJan 15, 2015Sep 6, 2022 (2791 d)
Thomas Walt LifsonMorgan Stanley wirehouseInvesco Managed Accounts, LLC otherOtherFeb 16, 2012Feb 6, 2012
Mark Kempton MckinnonSeattle-Northwest Securities Corporation unclassifiedInvesco Managed Accounts, LLC otherOtherOct 22, 2010Oct 25, 2010
Anthony Lawrence BaruffiSeattle-Northwest Securities Corporation unclassifiedInvesco Managed Accounts, LLC otherOtherOct 22, 2010Oct 22, 2010
Kim Louise MooreSeattle-Northwest Securities Corporation unclassifiedInvesco Managed Accounts, LLC otherOtherOct 21, 2010Oct 21, 2010
Edward BernhardtSeattle-Northwest Securities Corporation unclassifiedInvesco Managed Accounts, LLC otherOtherOct 21, 2010Mar 28, 2012 (524 d)
Galen TrueSeattle-Northwest Securities Corporation unclassifiedInvesco Managed Accounts, LLC otherOtherOct 21, 2010Oct 21, 2010
Tim Michael BenzelNeuberger Berman Bd LLC otherInvesco Managed Accounts, LLC otherOtherJun 22, 2010Oct 21, 2010 (121 d)
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14 moves match.