DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Genwealth Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Apisa | LPL Financial LLC BD affiliated | The Genwealth Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2025 | Nov 25, 2025 (76 d) |
| Daniel Robert O'Halloran | Emissary Wealth independent RIA | The Genwealth Group, Inc. independent RIA | RIA to RIA | Aug 21, 2023 | Nov 28, 2023 (99 d) |
| Clayton Charland | Charles Schwab & Co., Inc. national BD | The Genwealth Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2021 | Jun 8, 2021 (82 d) |
| Martin Anthony Scott | Park Avenue Securities LLC other | The Genwealth Group, Inc. independent RIA | Other | Aug 18, 2017 | Mar 18, 2019 (577 d) |
| Braden John Schipke | LPL Financial LLC other | The Genwealth Group, Inc. other | Other | Sep 8, 2016 | Mar 17, 2016 |
| Leah Ann Shapson | UBS Financial Services Inc. wirehouse | The Genwealth Group, Inc. other | Other | Nov 11, 2014 | Mar 18, 2016 (493 d) |
| Michael Peter Leanza | LPL Financial LLC other | The Genwealth Group, Inc. other | Other | Jan 13, 2011 | Oct 21, 2010 |
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7 moves match.