DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at St. Germain Investment Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven James TynanCitizens Securities, Inc. BD affiliatedSt. Germain Investment Management independent RIAAffiliated broker-dealer or bank to independent RIADec 9, 2024Jan 2, 2025
Laura Marie BovinoAmeriprise Financial Services, LLC national BDSt. Germain Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2022Jul 7, 2022 (41 d)
Mary Kate FrodemaHart & Patterson Financial Group independent RIASt. Germain Investment Management independent RIARIA to RIAMay 18, 2022May 10, 2022
Matthew Ryan FreitagRinet Company, LLC independent RIASt. Germain Investment Management independent RIARIA to RIASep 14, 2021Sep 22, 2021
Bryan Atherton GreenleafMML Investors Services, LLC BD affiliatedSt. Germain Investment Management independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2021Sep 22, 2021 (126 d)
Christopher Booth MilneNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Mar 16, 2020
Sylvia Mendoza CallanNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Feb 11, 2020
Joshua David BedellNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Feb 11, 2020
Dennis C MorinNew England Capital independent RIASt. Germain Investment Management independent RIARIA to RIAJan 4, 2021Feb 11, 2020
Polly White CordleResurgent Advisors independent RIASt. Germain Investment Management independent RIARIA to RIAMay 4, 2020May 17, 2022 (743 d)
Tanya Lynne HaasWillow otherSt. Germain Investment Management independent RIAOtherJan 8, 2018Jul 21, 2025 (2751 d)
William Francis WalthouseKey Investment Services LLC otherSt. Germain Investment Management otherOtherFeb 17, 2017Feb 27, 2017
Maurice Steven BowermanLPL Financial LLC otherSt. Germain Investment Management independent RIAOtherDec 21, 2015Feb 5, 2025 (3334 d)
Matthew Robert FarkasWillow otherSt. Germain Investment Management otherOtherMar 19, 2014Apr 28, 2014 (40 d)
Amy Elizabeth SantarelliSt. Germain Securities, Inc. unclassifiedSt. Germain Investment Management otherOtherOct 25, 2010Oct 26, 2010
Paul Joseph MarcheseSt. Germain Securities, Inc. unclassifiedSt. Germain Investment Management otherOtherOct 25, 2010Oct 26, 2010
Brendon Clarke HutchinsSt. Germain Securities, Inc. unclassifiedSt. Germain Investment Management otherOtherOct 25, 2010Oct 26, 2010
Timothy Wallace SuffishSt. Germain Securities, Inc. unclassifiedSt. Germain Investment Management otherOtherOct 25, 2010Oct 26, 2010
Michael Robert MattySt. Germain Securities, Inc. unclassifiedSt. Germain Investment Management otherOtherOct 25, 2010Oct 26, 2010
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19 moves match.