DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mma Asset Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cody Matthew LewallenMma Securities LLC no RAUMMma Asset Management LLC mixed wealthOtherNov 21, 2025Jan 22, 2025
Dylan James CookeMma Securities LLC no RAUMMma Asset Management LLC mixed wealthOtherJun 25, 2025Jul 5, 2022
George Gibbons HoyleLPL Financial LLC BD affiliatedMma Asset Management LLC mixed wealthAffiliated broker-dealer or bank to independent RIAApr 3, 2023Apr 3, 2023
Michael Joseph HagelgansThe Centurion Group, LLC institutionalMma Asset Management LLC otherOtherDec 31, 2019Feb 25, 2011
James Gerard HageneyThe Centurion Group, LLC institutionalMma Asset Management LLC otherOtherDec 31, 2019Jan 3, 2011
Bradley Pennington PikeThe Centurion Group, LLC institutionalMma Asset Management LLC otherOtherDec 31, 2019Oct 28, 2016
Samuel G HainesThe Centurion Group, LLC institutionalMma Asset Management LLC otherOtherDec 31, 2019Oct 27, 2016
Rebecca Louise HaferThe Centurion Group, LLC no RAUMMma Asset Management LLC otherOtherNov 10, 2014Jan 5, 2011
William John RothLPL Financial LLC otherMma Asset Management LLC otherOtherSep 17, 2013Sep 23, 2013
Brett Raymond CloakNew England Securities Corporation otherMma Asset Management LLC otherOtherFeb 24, 2011Feb 25, 2011
Paul George LiebezeitNrp Advisors, Inc. unclassifiedMma Asset Management LLC otherOtherDec 1, 2010Nov 24, 2010
Eugene Richard WeberNrp Advisors, Inc. unclassifiedMma Asset Management LLC otherOtherDec 1, 2010Jan 3, 2011 (33 d)
Beth Anne BuckleyNrp Advisors, Inc. unclassifiedMma Asset Management LLC otherOtherDec 1, 2010Nov 24, 2010
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13 moves match.