DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Empirical Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Edward OberucVirtue Capital Management, LLC independent RIAEmpirical Asset Management, LLC independent RIARIA to RIAJul 1, 2026Jul 1, 2026
Philip Gabriel NehroVirtue Capital Management, LLC independent RIAEmpirical Asset Management, LLC independent RIARIA to RIAJul 1, 2026Jul 9, 2026
Anthony Gale GrayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEmpirical Asset Management, LLC independent RIAWirehouse to independent RIAFeb 4, 2025Feb 3, 2025
Mark John GovoniBoston Asset Management, Inc. independent RIAEmpirical Asset Management, LLC independent RIARIA to RIAApr 11, 2024Apr 3, 2024
Vana KoutsomitisMorgan Stanley wirehouseEmpirical Asset Management, LLC independent RIAWirehouse to independent RIAFeb 23, 2024Nov 1, 2024 (252 d)
Thomas Frances AlessiPinnacle Private Wealth, LLC independent RIAEmpirical Asset Management, LLC independent RIARIA to RIAAug 11, 2022Jun 28, 2022
Glenn Andrew CaldicottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEmpirical Asset Management, LLC independent RIAWirehouse to independent RIANov 2, 2021Dec 9, 2021 (37 d)
Jonathan Charles PentaSavior Wealth independent RIAEmpirical Asset Management, LLC independent RIARIA to RIASep 9, 2021Jan 19, 2022 (132 d)
John Patrick ShreenanAdvice And Planning Services otherEmpirical Asset Management, LLC independent RIAOtherJan 31, 2018Jan 15, 2020 (714 d)
Warren Francis MulhernArs Investment Management, LLC otherEmpirical Asset Management, LLC independent RIAOtherFeb 3, 2017May 18, 2021 (1565 d)
William Holland DavisM3 Advisory Group, LLC otherEmpirical Asset Management, LLC otherOtherJul 16, 2014Mar 4, 2013
Mark Henry FiskioMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEmpirical Asset Management, LLC otherOtherOct 1, 2010Jun 14, 2012 (622 d)
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12 moves match.