DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Richard W. Paul & Associates, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexandra Marie Bogacz | J.P. Morgan Securities LLC wirehouse | Richard W. Paul & Associates, LLC independent RIA | Wirehouse to independent RIA | Jun 18, 2019 | Jun 18, 2019 |
| Matthew Brian Dombrowski | Osaic Fa, Inc. other | Richard W. Paul & Associates, LLC independent RIA | Other | Dec 20, 2017 | Mar 14, 2018 (84 d) |
| Taylor Lee Peterson | First Heartland Consultants, Inc. other | Richard W. Paul & Associates, LLC independent RIA | Other | Oct 14, 2015 | Nov 4, 2015 |
| Richard William Paul | Allegiant Financial Advisors, LLC state registered | Richard W. Paul & Associates, LLC independent RIA | Other | Apr 28, 2011 | Jun 25, 2020 (3346 d) |
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4 moves match.