DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fiduciary Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Raymond Eugene Gay | Private Advisor Group, LLC independent RIA | Fiduciary Wealth Management, LLC mixed wealth | RIA to RIA | Apr 2, 2020 | Mar 27, 2019 |
| Shaunt Ed Ozben | Capitol Securities Management, Inc. independent RIA | Fiduciary Wealth Management, LLC mixed wealth | RIA to RIA | Jan 9, 2020 | Nov 19, 2020 (315 d) |
| Theresa Mcdevitt Diblasi | Morgan Stanley wirehouse | Fiduciary Wealth Management, LLC other | Other | Jan 6, 2017 | Jan 3, 2017 |
| Patrick Daniel Roth | Westminster Financial Advisory Corp other | Fiduciary Wealth Management, LLC other | Other | Sep 15, 2011 | Sep 27, 2011 |
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4 moves match.