DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Balanced Rock Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan A Smith | Mercer Global Advisors Inc. independent RIA | Balanced Rock Investment Advisors independent RIA | RIA to RIA | Aug 17, 2026 | Aug 12, 2026 |
| Brian Paul Doherty | Honest Asset Management LLC unclassified | Balanced Rock Investment Advisors independent RIA | Other | May 4, 2022 | Jan 19, 2022 |
| Clare Amelia Ciervo | Mcvittie Financial Advisors state registered | Balanced Rock Investment Advisors independent RIA | Other | Nov 18, 2020 | Feb 23, 2021 (97 d) |
| Thomas Joseph Higgins | Edelman Financial Engines mixed wealth | Balanced Rock Investment Advisors independent RIA | RIA to RIA | Aug 7, 2020 | Jan 6, 2022 (517 d) |
| Benjamin Paul Ramsey | Davinci Capital Management Inc. state registered | Balanced Rock Investment Advisors independent RIA | Other | Dec 19, 2013 | Sep 21, 2016 (1007 d) |
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5 moves match.