DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Isc Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Benjamin William SandGradient Investments, LLC independent RIAIsc Financial Advisors independent RIARIA to RIAApr 7, 2026May 21, 2026 (44 d)
Benjamin LundeenEdward Jones national BDIsc Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2025Jun 25, 2025 (54 d)
Wendy K BennisTealwood Asset Management independent RIAIsc Financial Advisors independent RIARIA to RIAJul 27, 2021Mar 22, 2022 (238 d)
Richard John MurrayWoodbury Financial Services, Inc. otherIsc Financial Advisors otherOtherMay 4, 2017Jan 31, 2014
Charles Allan AchterkirchThe Oak Ridge Financial Services Group, Inc otherIsc Financial Advisors independent RIAOtherJul 8, 2016Jan 14, 2026 (3477 d)
Paul August AlegiContego Capital Group, Inc. independent RIAIsc Financial Advisors otherOtherMar 31, 2016Sep 21, 2016 (174 d)
Mark Steven SmedWoodbury Financial Services, Inc. otherIsc Financial Advisors otherOtherFeb 14, 2014Jan 31, 2014
Lawrence Thomas GartnerTd Ameritrade, Inc. no RAUMIsc Financial Advisors otherOtherApr 30, 2008Jan 31, 2014 (2102 d)
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8 moves match.