DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tandem Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Rivas | Vanguard Advisers, Inc. BD affiliated | Tandem Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2023 | Sep 19, 2023 (140 d) |
| Thomas Gerboth | Schwab Wealth Advisory, Inc. no RAUM | Tandem Wealth Advisors independent RIA | Other | Dec 4, 2021 | Nov 9, 2021 |
| Ryan Joseph Allessio | Algorithmic Investment Models other | Tandem Wealth Advisors independent RIA | Other | Aug 24, 2020 | Dec 15, 2020 (113 d) |
| William George Wise | Algorithmic Investment Models other | Tandem Wealth Advisors independent RIA | Other | Aug 24, 2020 | Sep 10, 2020 |
| Barbara Jean Tweedy | Saffer Wealth Strategies unclassified | Tandem Wealth Advisors independent RIA | Other | Jan 3, 2013 | Feb 14, 2013 (42 d) |
| Chester Angus Schaal | Dumont & Blake Investment Advisors LLC other | Tandem Wealth Advisors independent RIA | Other | Jul 1, 2011 | Jun 28, 2011 |
Page 1 of 1
6 moves match.