DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Pathway Strategic Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Lanier Chandler	Allworth Financial, L.P. other	Pathway Strategic Advisors other	Other	Sep 9, 2014	Aug 10, 2011
Rebecca Dolva Jean Watson	Aw Securities no RAUM	Pathway Strategic Advisors other	Other	Aug 25, 2014	Sep 9, 2011
Andre Leverett	Wells Fargo Advisors wirehouse	Pathway Strategic Advisors other	Other	Oct 31, 2013	Nov 18, 2013
Kristopher Kraig Emick	Investment Advisors Corp other	Pathway Strategic Advisors other	Other	Oct 28, 2013	Nov 13, 2013
Corey C Gamble	Allworth Financial, L.P. other	Pathway Strategic Advisors other	Other	Oct 1, 2013	Mar 5, 2012
James Theodore Smalling	Principal Securities, Inc. other	Pathway Strategic Advisors other	Other	Sep 25, 2013	Oct 8, 2013
Lauren M Williams	Wells Fargo Advisors wirehouse	Pathway Strategic Advisors other	Other	Sep 20, 2013	Sep 23, 2013
Michael L Allison	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pathway Strategic Advisors other	Other	Nov 2, 2012	Nov 19, 2013 (382 d)
Daniel R Levene	Victory Advisors LLC no RAUM	Pathway Strategic Advisors other	Other	Sep 20, 2012	Mar 1, 2013 (162 d)
James Arthur Worden	Brecek & Young Advisors, Inc. other	Pathway Strategic Advisors other	Other	May 21, 2012	Jul 11, 2012 (51 d)
Adam Gregory Mark Hartrum	Niemann Capital Management Inc other	Pathway Strategic Advisors other	Other	May 7, 2012	May 10, 2012
Justin Richard Wilson	Aw Securities no RAUM	Pathway Strategic Advisors other	Other	Jan 12, 2012	Aug 10, 2011
Tracy Marie Kliewer	Aw Securities no RAUM	Pathway Strategic Advisors other	Other	Sep 28, 2011	Aug 10, 2011
John Vincent Scambray	Ameriprise Advisor Services, Inc. unclassified	Pathway Strategic Advisors other	Other	Oct 14, 2009	Sep 23, 2013 (1440 d)

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14 moves match.