DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stonemark Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Terry A LamnCharles Schwab & Co., Inc. national BDStonemark Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2024Aug 8, 2024 (37 d)
Grover Kelley MccarthyEquitable Advisors, LLC national BDStonemark Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2021Jun 3, 2021
Alvin Siu-Lun YamWestmount Partners, LLC otherStonemark Wealth Management otherOtherSep 26, 2013Jan 10, 2014 (106 d)
Joseph Peter TrabaWespac Advisors, LLC otherStonemark Wealth Management otherOtherJan 11, 2012Sep 21, 2011
Peter Pin ChenWespac Advisors, LLC otherStonemark Wealth Management otherOtherJan 11, 2012Sep 21, 2011
Wade Steven PerryWespac Advisors, LLC otherStonemark Wealth Management otherOtherJan 11, 2012Sep 21, 2011
Coco M LorenzoWespac Advisors, LLC otherStonemark Wealth Management otherOtherJan 11, 2012Sep 21, 2011
Morgan Thomas GoughGirard Securities, Inc. otherStonemark Wealth Management otherOtherAug 17, 2011Sep 21, 2011 (35 d)
John Cole WilliamsWespac Advisors, LLC unclassifiedStonemark Wealth Management otherOtherOct 21, 2008Sep 21, 2011 (1065 d)
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9 moves match.