DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sva Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Colleen Patricia JohnsonJohnson Wealth Inc. mixed wealthSva Wealth Management, LLC independent RIARIA to RIASep 24, 2020Sep 18, 2020
Jacob Madison BabiukSecurities America Advisors, Inc. BD affiliatedSva Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2019Feb 4, 2020 (47 d)
Raymond Craig SchenkThe Mather Group, LLC independent RIASva Wealth Management, LLC otherOtherJul 31, 2018Aug 1, 2018
Kelly LagoreRobert W. Baird & Co. Incorporated mixed wealthSva Wealth Management, LLC otherOtherJul 30, 2018Aug 7, 2018
Tyler McconvilleNorthwestern Mutual Investment Services,LLC no RAUMSva Wealth Management, LLC independent RIAOtherJun 11, 2018Oct 23, 2018 (134 d)
Mary Regina PopovicCuna Brokerage Services, Inc. mixed wealthSva Wealth Management, LLC independent RIARIA to RIAMay 31, 2018Apr 8, 2019 (312 d)
Connor Bleser MorseWisconsin Capital Management, LLC otherSva Wealth Management, LLC otherOtherDec 31, 2016Nov 20, 2014
Chadwick Michael SchloesserB. C. Ziegler And Company otherSva Wealth Management, LLC otherOtherJan 28, 2015Dec 21, 2017 (1058 d)
Ken Sal CavalluzzoWisconsin Capital Management, LLC otherSva Wealth Management, LLC otherOtherDec 31, 2014Jan 12, 2012
Jerome A NearyFinancial Strategies, Inc. independent RIASva Wealth Management, LLC otherOtherMay 28, 2014Dec 16, 2014 (202 d)
Randell John GodsellGodsell & Hughes Financial, Inc. unclassifiedSva Wealth Management, LLC otherOtherNov 6, 2013Nov 12, 2013
Jamie John DroesslerDroessler Financial Planning, LLC unclassifiedSva Wealth Management, LLC otherOtherOct 22, 2013Oct 23, 2013
Brett H ChristensenFilbrandt Investment Advisers Incorporated otherSva Wealth Management, LLC otherOtherJul 12, 2013Jul 30, 2013
Leonard Williams BarrySva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherFeb 8, 2012Dec 20, 2011
Timothy Rock ObrienSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 10, 2012Jan 12, 2012
Nathan Marek PlumbSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 10, 2012Jan 12, 2012
Brian Howard ReamerSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 9, 2012Jan 10, 2012
Keith K KuzeraSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 9, 2012Jan 10, 2012
Maureen Ellen HansenSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 5, 2012Jan 10, 2012
Peter Charles JelacicSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 4, 2012Jan 4, 2012
Christopher Paul ThomasSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 4, 2012Jan 4, 2012
Bryan SchumacherSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 4, 2012Jan 4, 2012
Debra Lynn OswaldSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 3, 2012Jan 3, 2012
Sean Patrick CoteSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherJan 3, 2012Jan 4, 2012
Daniel Guyan GibsonSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherDec 22, 2011Dec 22, 2011
Neil Robert DinndorfSva Wealth Management, Inc. unclassifiedSva Wealth Management, LLC otherOtherDec 20, 2011Dec 20, 2011
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26 moves match.