DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sageguard Financial Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jacob Ryan FallonDobbins Wealth Management, Pllc unclassifiedSageguard Financial Group, LLC independent RIAOtherMay 10, 2024Jan 24, 2024
Paul Seth GoodEquitable Advisors, LLC national BDSageguard Financial Group, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 11, 2024Jan 1, 2026 (721 d)
David Leon CoweeAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 20, 2023Dec 22, 2022
Jarrod Paul NullAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 20, 2023Dec 22, 2022
Lukas Ray SmithAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 20, 2023Dec 21, 2022
Jeffrey Pierce AtchisonAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 20, 2023Dec 22, 2022
Patrick Joseph WehrlyAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 20, 2023Dec 22, 2022
David Orlando PerezAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 20, 2023Dec 21, 2022
Chad Clayton WoodAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 20, 2023Dec 22, 2022
Darwin Douglas JohnsonAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherApr 19, 2023Dec 20, 2022
John Fulton EvansAlphastar Capital Management independent RIASageguard Financial Group, LLC no RAUMOtherMar 28, 2023Jan 23, 2023
Cody Allen CrawfordFirst Advisors National, LLC independent RIASageguard Financial Group, LLC independent RIARIA to RIANov 9, 2018Oct 18, 2018
John Fulton EvansBrookstone Capital Management LLC otherSageguard Financial Group, LLC otherOtherOct 11, 2017Oct 11, 2017
Douglas David HorneAspen Wealth Management unclassifiedSageguard Financial Group, LLC otherOtherSep 20, 2017Jun 23, 2017
Lukas Ray SmithUBS Financial Services Inc. wirehouseSageguard Financial Group, LLC otherOtherSep 13, 2016Sep 7, 2016
Patrick Joseph WehrlyRedhawk Wealth Advisors, Inc. otherSageguard Financial Group, LLC otherOtherNov 19, 2014Nov 10, 2014
Eric James ViavatteneAvantax Advisory Services otherSageguard Financial Group, LLC otherOtherJun 23, 2014Jun 9, 2014
Jeffrey Pierce AtchisonBrookstone Capital Management LLC otherSageguard Financial Group, LLC otherOtherJan 23, 2013Jan 11, 2013
Daniel Ray KerrBrookstone Capital Management LLC otherSageguard Financial Group, LLC otherOtherNov 21, 2012Dec 11, 2012
David Leon CoweeBrookstone Capital Management LLC otherSageguard Financial Group, LLC otherOtherNov 9, 2012Oct 25, 2012
Darwin Douglas JohnsonBrookstone Capital Management LLC otherSageguard Financial Group, LLC otherOtherMay 17, 2012Feb 10, 2012
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21 moves match.