DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Aspen Creek Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Dennis UnderwoodVirtue Capital Management, LLC independent RIAAspen Creek Wealth Management, LLC state registeredRIA to a state-registered adviserMar 24, 2023Aug 6, 2025 (866 d)
Colton Paul JacksonDesert Rose Capital Management, Inc. asset managerAspen Creek Wealth Management, LLC state registeredOtherMar 9, 2023Jun 20, 2023 (103 d)
Richard MacciolaPrimerica Advisors national BDAspen Creek Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 15, 2023Feb 22, 2023
Brandon Christian ShawUsaa Investment Services Company BD affiliatedAspen Creek Wealth Management, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserNov 25, 2019Mar 27, 2020 (123 d)
Kelly Marie FasterlingHorter Investment Management, LLC independent RIAAspen Creek Wealth Management, LLC state registeredRIA to a state-registered adviserJan 4, 2019Jan 2, 2019
William Arthur TylerInvestment Professionals, Inc. otherAspen Creek Wealth Management, LLC state registeredOtherFeb 27, 2012May 15, 2012 (78 d)
Michael Don MorrowMorrow Wealth Management Inc unclassifiedAspen Creek Wealth Management, LLC state registeredOtherJan 14, 2010Jun 12, 2018 (3071 d)
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7 moves match.