DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 4thought Financial Group Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Michael Anderer | Principal Securities, Inc. BD affiliated | 4thought Financial Group Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2025 | May 30, 2025 (37 d) |
| Charles Michael Matisi | Park Avenue Securities LLC other | 4thought Financial Group Inc. other | Other | Oct 7, 2013 | Feb 4, 2014 (120 d) |
| Seth Andrew Kamens | LPL Financial LLC other | 4thought Financial Group Inc. other | Other | Sep 19, 2013 | Oct 17, 2013 |
| Martin Elliot Levine | American Portfolios Advisors, Inc other | 4thought Financial Group Inc. other | Other | Feb 11, 2013 | Jul 6, 2012 |
| Jesse Brian Mackey | American Portfolios Advisors, Inc other | 4thought Financial Group Inc. no RAUM | Other | Jul 9, 2012 | Jun 1, 2012 |
| Michael Francis Egan | Hornor, Townsend & Kent, LLC other | 4thought Financial Group Inc. other | Other | Jul 5, 2007 | May 7, 2013 (2133 d) |
Page 1 of 1
6 moves match.