DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Marshall + Sterling Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy L PaulsonVirtus Investment Advisers, LLC asset managerMarshall + Sterling Wealth Advisors, Inc. mixed wealthOtherMar 4, 2026May 1, 2026 (58 d)
Devin Michael McgillKey Investment Services LLC BD affiliatedMarshall + Sterling Wealth Advisors, Inc. mixed wealthAffiliated broker-dealer or bank to independent RIASep 30, 2025Jan 20, 2026 (112 d)
Kelsey Ruth PonesseCommonwealth Financial Network national BDMarshall + Sterling Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 28, 2020Sep 2, 2021 (492 d)
Robert BlenkleEquitable Advisors, LLC national BDMarshall + Sterling Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 25, 2019Oct 5, 2019 (72 d)
Joseph NapolitanoFirst Standard Financial Advisory unclassifiedMarshall + Sterling Wealth Advisors, Inc. independent RIAOtherMar 8, 2019Apr 22, 2019 (45 d)
Chintan Hariprakash ShuklaRaymond James Financial Services Advisors, Inc otherMarshall + Sterling Wealth Advisors, Inc. independent RIAOtherDec 31, 2014Aug 27, 2021 (2431 d)
Susan M PineiroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMarshall + Sterling Wealth Advisors, Inc. otherOtherAug 23, 2007Jan 5, 2017 (3423 d)
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7 moves match.