DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Broughton Investment Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Howie | Frost Investment Services BD affiliated | The Broughton Investment Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 18, 2020 | Jan 27, 2021 (162 d) |
| Anthony Louis Ackerman | Sequent Planning, LLC independent RIA | The Broughton Investment Group, Inc. state registered | RIA to a state-registered adviser | Aug 20, 2019 | Oct 11, 2019 (52 d) |
| Paul Kent Broughton | Cetera Investment Advisers LLC other | The Broughton Investment Group, Inc. state registered | Other | Feb 14, 2011 | Jun 8, 2012 (480 d) |
| Dragan Bogatic | Brighton Presidio Capital Management unclassified | The Broughton Investment Group, Inc. state registered | Other | Jun 14, 2006 | Aug 27, 2014 (2996 d) |
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4 moves match.