DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Total Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian D. Muller | Edward Jones national BD | Total Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2021 | Apr 1, 2021 |
| Andreas James Scott | Raymond James Financial Services Advisors, Inc other | Total Wealth Advisors, LLC independent RIA | Other | Jan 7, 2015 | Jan 16, 2015 |
| Suzanne Michelle Mccoy | UBS Financial Services Inc. wirehouse | Total Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Nov 4, 2013 | Dec 4, 2013 |
| Paul Joseph Mccoy | Lord, Abbett & Co. LLC other | Total Wealth Advisors, LLC independent RIA | Other | May 2, 2012 | Jan 27, 2014 (635 d) |
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4 moves match.