DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Prairie Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brooke Ann WimesRBC Capital Markets, LLC national BDPrairie Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2026May 4, 2026
Jon Michael McgrewRBC Capital Markets, LLC national BDPrairie Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 21, 2026May 4, 2026
Timothy Daniel McewenRBC Capital Markets, LLC national BDPrairie Wealth Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 13, 2026May 4, 2026
Michael Patrick FinneganPrincipal Securities, Inc. otherPrairie Wealth Advisors, Inc. independent RIAOtherMar 13, 2014Jul 15, 2026 (4507 d)
Paula K DeiteringMorgan Stanley wirehousePrairie Wealth Advisors, Inc. otherOtherJan 27, 2014Apr 9, 2014 (72 d)
Lawrence Charles RomjueMacro Financial Advisors, Inc otherPrairie Wealth Advisors, Inc. otherOtherAug 1, 2013Aug 13, 2013
Craig Douglas HundtWells Fargo Advisors wirehousePrairie Wealth Advisors, Inc. independent RIAWirehouse to independent RIAOct 23, 2012Jan 2, 2026 (4819 d)
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7 moves match.