DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hawsgoodwin Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Tucker Hardenbergh | MML Investors Services, LLC BD affiliated | Hawsgoodwin Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2021 | Feb 24, 2021 |
| Robert A Nurse | Vanguard Advisers, Inc. BD affiliated | Hawsgoodwin Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 15, 2020 | Mar 23, 2020 (68 d) |
| Caroline Paun Dougher | Suntrust Investment Services, Inc. other | Hawsgoodwin Wealth other | Other | May 13, 2015 | May 20, 2015 |
| Claud Arthur Haws | Wells Fargo Advisors wirehouse | Hawsgoodwin Wealth other | Other | Nov 16, 2012 | Oct 16, 2012 |
| Warren Cameron Goodwin | Wells Fargo Advisors wirehouse | Hawsgoodwin Wealth other | Other | Nov 16, 2012 | Oct 16, 2012 |
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5 moves match.