DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mas Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Francisco Jose Soler | Efg Capital International Corp. no RAUM | Mas Advisors LLC institutional | Other | Jul 13, 2021 | Jun 6, 2023 (693 d) |
| Robert Jordan Kelly | Kestra Advisory Services, LLC BD affiliated | Mas Advisors LLC institutional | Other | Jun 14, 2021 | Jun 8, 2021 |
| Andrew James Mitchell | UBS Financial Services Inc. wirehouse | Mas Advisors LLC institutional | Other | Jul 17, 2020 | Jun 29, 2020 |
| Charles Auerbach | LPL Financial LLC BD affiliated | Mas Advisors LLC institutional | Other | Oct 18, 2019 | Oct 4, 2019 |
| Stephen Douglass Stamps | Advantage Investment Management, LLC independent RIA | Mas Advisors LLC institutional | Other | Sep 30, 2019 | Oct 4, 2019 |
| Bruce Martin | Advantage Investment Management, LLC independent RIA | Mas Advisors LLC institutional | Other | Sep 30, 2019 | Oct 4, 2019 |
| Francisco Jose Soler | Efg Private Wealth Management (Americas) Corp. other | Mas Advisors LLC other | Other | Jan 25, 2013 | Apr 8, 2013 (73 d) |
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7 moves match.