DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Worth Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cody Aaron MasonStrategic Advisers LLC national BDWorth Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 2, 2025Oct 15, 2025 (105 d)
Andrew Christopher HuntEp Wealth Advisors independent RIAWorth Asset Management independent RIARIA to RIAApr 18, 2023Apr 24, 2023
Jeffrey Mead BurandtHarbor Wealth Management, Inc. otherWorth Asset Management independent RIAOtherAug 19, 2021Jun 3, 2021
Philip Joseph FloydRetirement Planners Of America independent RIAWorth Asset Management independent RIARIA to RIAFeb 18, 2021Feb 5, 2021
Joseph Anthony DowdallRetirement Planners Of America independent RIAWorth Asset Management independent RIARIA to RIAFeb 18, 2021Feb 5, 2021
James Willard ClarkWorth Financial Group Inc. independent RIAWorth Asset Management independent RIARIA to RIADec 31, 2020Jun 6, 2013
Beth Ann JohnsonRBC Capital Markets, LLC national BDWorth Asset Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 15, 2019Feb 25, 2020 (194 d)
John David HaleWorth Financial Group Inc. independent RIAWorth Asset Management independent RIARIA to RIADec 31, 2013Jan 2, 2014
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8 moves match.