DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fi3 Financial Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kirstyn Leigh Simon | Range Advisory, LLC independent RIA | Fi3 Financial Advisors, LLC independent RIA | RIA to RIA | Aug 4, 2025 | Sep 26, 2025 (53 d) |
| Alexander Alessia | Securities America Advisors, Inc. BD affiliated | Fi3 Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2023 | Apr 6, 2023 |
| Nathan Jeffrey Kinney | Capital Cities, LLC no RAUM | Fi3 Financial Advisors, LLC independent RIA | Other | Jan 21, 2021 | May 8, 2022 (472 d) |
| Matthew E Heitman | Ameriprise Financial Services, LLC national BD | Fi3 Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2019 | Jun 19, 2024 (1799 d) |
| Matthew Joseph Simpson | Oxford Financial Group, Ltd other | Fi3 Financial Advisors, LLC independent RIA | Other | May 4, 2016 | May 11, 2016 |
| Ivan Douglas Hoffman | Valeo Financial Advisors, LLC other | Fi3 Financial Advisors, LLC independent RIA | Other | Jun 6, 2012 | Aug 21, 2013 (441 d) |
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6 moves match.