DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Claris Financial, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Deborah Edwards TuckerB Riley Wealth Management BD affiliatedClaris Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2019Sep 17, 2025 (2423 d)
Daniel Francis MurphyLPL Financial LLC otherClaris Financial, LLC independent RIAOtherMay 23, 2017Jan 17, 2014
Christopher Lee FarverThe Main Street Group independent RIAClaris Financial, LLC independent RIARIA to RIAOct 7, 2016May 24, 2016
Timothy Alan NitzLPL Financial LLC otherClaris Financial, LLC independent RIAOtherJan 15, 2014Jan 17, 2014
John Faulkner PaxtonLPL Financial LLC otherClaris Financial, LLC independent RIAOtherJan 15, 2014Jan 16, 2014
Aaron Scott GibbsLPL Financial LLC otherClaris Financial, LLC independent RIAOtherJan 15, 2014Jan 17, 2014
Carl B Dickson Jr.Ameriprise Financial Services, LLC national BDClaris Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2013Jan 21, 2014 (124 d)
Appaiah Mudappa BallachandaEdward Jones national BDClaris Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2012Jan 17, 2014 (529 d)
Steven Gary WhiteEdward Jones national BDClaris Financial, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 16, 2010Jan 16, 2014 (1280 d)
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9 moves match.