DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Iic
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lewis Marlin Rowe | Citizens Securities, Inc. BD affiliated | Iic no RAUM | Other | Feb 1, 2019 | Feb 4, 2019 |
| Steven Walter Glasgow | Avondale Partners, LLC institutional | Iic no RAUM | Other | May 15, 2018 | Jun 18, 2014 |
| Jordan Fleming Sibler | Avondale Partners, LLC institutional | Iic no RAUM | Other | May 15, 2018 | Jun 18, 2014 |
| Gregory Thomas Cimmino | Cantella & Co., Inc. other | Iic no RAUM | Other | Nov 25, 2013 | Sep 20, 2013 |
| Paul Richard Stephens | Cantella & Co., Inc. other | Iic no RAUM | Other | Nov 25, 2013 | Sep 10, 2013 |
| Antonio Americo Ciocca | Cantella & Co., Inc. other | Iic no RAUM | Other | Nov 25, 2013 | Sep 20, 2013 |
| Michael William Kozemchak | Cantella & Co., Inc. other | Iic no RAUM | Other | Nov 25, 2013 | Sep 10, 2013 |
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7 moves match.