DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Luken Investment Analytics, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jackson Andrew Hornsby | Wells Fargo Advisors wirehouse | Luken Investment Analytics, LLC independent RIA | Wirehouse to independent RIA | Sep 4, 2024 | Sep 19, 2024 |
| Sarah Ann Terrell | Kraft Asset Management, LLC independent RIA | Luken Investment Analytics, LLC independent RIA | RIA to RIA | Dec 11, 2023 | Jan 17, 2024 (37 d) |
| Christian Blaise Sarver | Edward Jones national BD | Luken Investment Analytics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2019 | May 6, 2019 (52 d) |
| Gregory Lee Luken | Sii Investments, Inc. other | Luken Investment Analytics, LLC independent RIA | Other | Nov 1, 2017 | Nov 1, 2017 |
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4 moves match.