DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lfn Advisors Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Royce Elliott Young | Primerica Advisors national BD | Lfn Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 19, 2024 |
| Lana Hurley | Waddell & Reed BD affiliated | Lfn Advisors Inc. no RAUM | Other | Jan 15, 2021 | Jul 6, 2021 (172 d) |
| Ernest Dale Anderson | Waddell & Reed other | Lfn Advisors Inc. independent RIA | Other | Nov 20, 2017 | Apr 15, 2024 (2338 d) |
| Michael J Markey | Integrity Alliance, LLC other | Lfn Advisors Inc. no RAUM | Other | Dec 9, 2013 | Feb 19, 2019 (1898 d) |
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4 moves match.