DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bcd Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Ralph AndersonVirtue Capital Management, LLC independent RIABcd Advisors state registeredRIA to a state-registered adviserApr 12, 2024Apr 12, 2024
Stephen Hinant HeckerStonex Advisors Inc. BD affiliatedBcd Advisors state registeredAffiliated broker-dealer or bank to a state-registered adviserJun 21, 2021Oct 28, 2021 (129 d)
Peter William DotsonCoppell Advisory Solutions LLC independent RIABcd Advisors state registeredRIA to a state-registered adviserSep 26, 2019Aug 28, 2019
Feliz TovarWaddell & Reed otherBcd Advisors state registeredOtherDec 18, 2017Feb 23, 2019 (432 d)
Patrick Manuel ScholzWealth & Tax Planners LLC state registeredBcd Advisors state registeredOtherMay 6, 2016Apr 19, 2016
Bruce RomagnoliPlanmember Securities Corporation otherBcd Advisors state registeredOtherJul 3, 2014Jul 3, 2014
Kevin Marvin WrayGradient Advisors, LLC otherBcd Advisors state registeredOtherMar 28, 2013Sep 17, 2015 (903 d)
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7 moves match.