DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lebenthal Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Lynn Donais | World Equity Group, Inc. other | Lebenthal Wealth Advisors, LLC other | Other | Oct 26, 2015 | Nov 2, 2015 |
| William David Burke | Morgan Stanley wirehouse | Lebenthal Wealth Advisors, LLC other | Other | Jan 27, 2015 | May 4, 2015 (97 d) |
| Clay Alan Skurdal | Concert Wealth Management other | Lebenthal Wealth Advisors, LLC no RAUM | Other | Nov 3, 2014 | Oct 24, 2014 |
| Brent Wayne Lee | Voya Financial Advisors, Inc. other | Lebenthal Wealth Advisors, LLC no RAUM | Other | Oct 30, 2014 | Nov 3, 2014 |
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4 moves match.