DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cook Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Seth Mitchell Large | Bluesky Wealth Advisors, LLC independent RIA | Cook Wealth, LLC independent RIA | RIA to RIA | Aug 1, 2023 | Sep 6, 2023 (36 d) |
| Robert C Scholes | Park Avenue Securities LLC BD affiliated | Cook Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2019 | Jan 7, 2019 |
| Derek Thompson Williams | Fidelity Personal And Workplace Advisors BD affiliated | Cook Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 9, 2019 | Jan 7, 2019 |
| Michael Thomas Holloway | LPL Financial LLC independent RIA | Cook Wealth, LLC independent RIA | RIA to RIA | Jan 3, 2019 | Jan 7, 2019 |
| David Angelo Mcdougall | Strategic Advisers LLC national BD | Cook Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2018 | Jan 9, 2019 (322 d) |
| Brian J. Cook | LPL Financial LLC other | Cook Wealth, LLC no RAUM | Other | Mar 25, 2014 | Mar 20, 2014 |
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6 moves match.