DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Freedom Wealth Alliance

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Barry MattSagepoint Financial, Inc. BD affiliatedFreedom Wealth Alliance independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022Feb 22, 2022
John Jerold CeaglskeSagepoint Financial, Inc. BD affiliatedFreedom Wealth Alliance independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022Feb 22, 2022
Robert Michael BesekeSagepoint Financial, Inc. BD affiliatedFreedom Wealth Alliance independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022Feb 22, 2022
John E. WitczakSagepoint Financial, Inc. BD affiliatedFreedom Wealth Alliance independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022Feb 24, 2022
Thomas F. WozniakSagepoint Financial, Inc. BD affiliatedFreedom Wealth Alliance independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2022Feb 24, 2022
Gerald SchuelkeNorthwestern Mutual Investment Services,LLC no RAUMFreedom Wealth Alliance independent RIAOtherAug 2, 2019Aug 6, 2019
Max Conner FlanaganLPL Financial LLC independent RIAFreedom Wealth Alliance independent RIARIA to RIAAug 17, 2018Sep 4, 2018
Shawn Edward ThomasFsc Securities Corporation BD affiliatedFreedom Wealth Alliance independent RIAAffiliated broker-dealer or bank to independent RIAAug 3, 2018Jul 31, 2018
Charles Harvey KuhtzEdward Jones national BDFreedom Wealth Alliance otherOtherJul 14, 2016Aug 12, 2016
Eric J KulwickiRobert W. Baird & Co. Incorporated otherFreedom Wealth Alliance otherOtherMay 11, 2016Jun 2, 2016
Adrian Lee ZilvettiNations Financial Group, Inc. otherFreedom Wealth Alliance otherOtherSep 30, 2014Sep 30, 2014
Darren Joel LiberskiNations Financial Group, Inc. otherFreedom Wealth Alliance otherOtherSep 30, 2014Sep 30, 2014
Kurt Richard RozmanWells Fargo Advisors wirehouseFreedom Wealth Alliance no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 16, 2014May 15, 2014
Thomas Scott RamsettWells Fargo Advisors wirehouseFreedom Wealth Alliance no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 16, 2014May 15, 2014
Shawn Paul HittmanWells Fargo Advisors wirehouseFreedom Wealth Alliance no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 16, 2014May 15, 2014
Shannon Ferrell SmithWells Fargo Advisors wirehouseFreedom Wealth Alliance no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 16, 2014May 16, 2014
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16 moves match.