DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Singer Wealth Advisors Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Harris Morgan DzwonkowskiKawa Capital Management, Inc. asset managerSinger Wealth Advisors Inc. independent RIAOtherMay 12, 2021Jun 2, 2021
Craig HerbertCetera Investment Advisers LLC BD affiliatedSinger Wealth Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 15, 2019Aug 7, 2019
Janyl B SmithMorgan Stanley wirehouseSinger Wealth Advisors Inc. independent RIAWirehouse to independent RIAJan 15, 2019Feb 4, 2019
Roy Daniel RosnerFutureproof Finances LLC unclassifiedSinger Wealth Advisors Inc. independent RIAOtherNov 27, 2018Sep 13, 2018
Darren Gregory JurickInvestacorp Advisory Services Inc BD affiliatedSinger Wealth Advisors Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 19, 2018Sep 15, 2017
Andrew J ConstantinidesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSinger Wealth Advisors Inc. independent RIAWirehouse to independent RIAFeb 6, 2018Jan 10, 2020 (703 d)
Scott David CarlGreen Lane Capital Advisors, LLC unclassifiedSinger Wealth Advisors Inc. independent RIAOtherApr 5, 2017Aug 3, 2017 (120 d)
Keith Eric SingerFortitude Advisory Group L.L.C. otherSinger Wealth Advisors Inc. independent RIAOtherJan 29, 2015Jun 4, 2014
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8 moves match.