DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Denver Pwm, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew D DupreeHilltop Investment Advisors, Inc. unclassifiedDenver Pwm, LLC independent RIAOtherDec 26, 2023Dec 5, 2023
Timothy Joseph KulickSymphonic Financial Advisors LLC bank affiliatedDenver Pwm, LLC independent RIAOtherSep 22, 2023Sep 12, 2023
Andrew Ramsey KelleherCharles Schwab & Co., Inc. national BDDenver Pwm, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2023Jan 8, 2023
John Paul BarringerFirst Financial Equity Corporation BD affiliatedDenver Pwm, LLC otherOtherApr 20, 2022Jan 22, 2015
Robert Anthony SpicerFirst Financial Equity Corporation BD affiliatedDenver Pwm, LLC no RAUMOtherJan 7, 2021May 7, 2014
Matthew Edward LengelKathmere Capital Management, LLC mixed wealthDenver Pwm, LLC independent RIARIA to RIAJan 13, 2020Jan 14, 2020
Casey M VaderFirst Financial Equity Corporation BD affiliatedDenver Pwm, LLC otherOtherJan 29, 2019Jan 22, 2015
Leonard Scott SanfordFirst Financial Equity Corporation otherDenver Pwm, LLC otherOtherMar 5, 2017Aug 26, 2015
Roger Lawrence PierceNorthwestern Mutual Investment Services,LLC otherDenver Pwm, LLC otherOtherAug 25, 2015Aug 26, 2015
Sherri Lyn GilliganNorthwestern Mutual Investment Services,LLC otherDenver Pwm, LLC otherOtherAug 25, 2015Aug 26, 2015
Harold John ClassickGill Capital Partners otherDenver Pwm, LLC otherOtherDec 15, 2014Dec 19, 2014
Darin Michael SnowGill Capital Partners otherDenver Pwm, LLC otherOtherMay 28, 2014Jan 5, 2017 (953 d)
Daniel Richard KatzGill Capital Partners otherDenver Pwm, LLC no RAUMOtherMay 28, 2014May 9, 2014
Brian Matthew RettigSharkey Howes & Javer Inc otherDenver Pwm, LLC otherOtherMay 5, 2014Oct 24, 2017 (1268 d)
Craig Alan AustadNorthwestern Mutual Wealth Management Company unclassifiedDenver Pwm, LLC otherOtherApr 30, 2007Jan 21, 2016 (3188 d)
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15 moves match.