DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Pension Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Mark Parlon | Eagle Strategies LLC BD affiliated | Alpha Pension Group, Inc. no RAUM | Other | Aug 27, 2021 | Feb 24, 2015 |
| Jennifer Kate Sahady | Empower Advisory Group, LLC institutional | Alpha Pension Group, Inc. no RAUM | Other | Apr 6, 2018 | Apr 30, 2018 |
| Dale Robert Powers | John Hancock Personal Financial Services, LLC other | Alpha Pension Group, Inc. institutional | Other | Nov 17, 2017 | Jun 4, 2019 (564 d) |
| Patrick Nee | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Aug 15, 2016 | Feb 17, 2015 |
| Andrew Sullivan Dooley | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Aug 4, 2016 | May 16, 2016 |
| Thomas J Vine | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Jul 25, 2016 | Dec 1, 2015 |
| Richard J Cawthorne | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | Jul 12, 2016 | Oct 27, 2014 |
| Mark Paul Salamone | Eagle Strategies LLC other | Alpha Pension Group, Inc. no RAUM | Other | May 22, 2012 | Oct 27, 2014 (888 d) |
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8 moves match.