DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lwm Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tony Edward DuboseLPL Financial LLC BD affiliatedLwm Advisory Services, LLC no RAUMOtherDec 8, 2025Jul 30, 2014
Valeria Carolina OrtegaKovack Advisors, Inc. BD affiliatedLwm Advisory Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2022Aug 4, 2022
Jonathan Phillip MacyMorgan Stanley wirehouseLwm Advisory Services, LLC independent RIAWirehouse to independent RIAJun 23, 2021Jul 30, 2021 (37 d)
Rely HechterBb&T Investment Services, Inc. otherLwm Advisory Services, LLC otherOtherApr 15, 2016Apr 22, 2016
Marco R BohorquezBb&T Investment Services, Inc. otherLwm Advisory Services, LLC otherOtherApr 15, 2016Apr 26, 2016
Barbara Eileen SacharowLPL Financial LLC otherLwm Advisory Services, LLC no RAUMOtherNov 2, 2015Aug 18, 2014
Sonja KoppenwallnerLPL Financial LLC otherLwm Advisory Services, LLC no RAUMOtherOct 30, 2015Aug 18, 2014
Joel Angel PalatnikRaymond James Financial Services Advisors, Inc otherLwm Advisory Services, LLC otherOtherAug 3, 2015Aug 7, 2015
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8 moves match.