DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Horse Cove Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Danna Lee Raube | Cetera Investment Advisers LLC BD affiliated | Horse Cove Partners LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 1, 2026 (366 d) |
| Edward Joseph Cwalina | Truist Advisory Services, Inc. BD affiliated | Horse Cove Partners LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2024 | May 17, 2024 (81 d) |
| David Robert Whaley | Principal Securities, Inc. BD affiliated | Horse Cove Partners LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2022 | Jan 1, 2026 (1120 d) |
| Edward Joseph Cwalina | Bb&T Securities, LLC BD affiliated | Horse Cove Partners LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2020 | Sep 11, 2020 (206 d) |
| Gregory Mathew Brennan | Ameriprise Financial Services, LLC national BD | Horse Cove Partners LLC other | Other | Sep 14, 2016 | Oct 18, 2016 (34 d) |
| Gregory E Hyde | Calamos Advisors LLC other | Horse Cove Partners LLC other | Other | Nov 24, 2014 | Nov 30, 2015 (371 d) |
Page 1 of 1
6 moves match.