DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Private Client Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick John Cleary | Alpha Cubed Investments, LLC independent RIA | Private Client Wealth Advisors, LLC state registered | RIA to a state-registered adviser | May 27, 2021 | Jun 10, 2021 |
| Michael T Cleary | Oneamerica Securities, Inc. BD affiliated | Private Client Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2019 | Feb 3, 2020 (263 d) |
| Drew David Hefflefinger | Cliftonlarsonallen Wealth Advisors, LLC other | Private Client Wealth Advisors, LLC state registered | Other | Feb 4, 2016 | Feb 6, 2016 |
| Bryce Carroll Johnson | Investment Research Corp other | Private Client Wealth Advisors, LLC state registered | Other | Feb 9, 2015 | Feb 17, 2015 |
| Rush Barrett Steelman | Strategic Advisers LLC national BD | Private Client Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 16, 2008 | Oct 31, 2014 (2236 d) |
| Adam Sikorski | Wamu Investments, Inc. unclassified | Private Client Wealth Advisors, LLC state registered | Other | Dec 10, 2007 | May 4, 2018 (3798 d) |
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6 moves match.