DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rose Capital Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Evan HillMorgan Stanley wirehouseRose Capital Advisors, LLC independent RIAWirehouse to independent RIAMay 30, 2025Jul 10, 2025 (41 d)
Annamalai RamaswamyNeuberger Berman Bd LLC no RAUMRose Capital Advisors, LLC independent RIAOtherAug 7, 2024Feb 11, 2026 (553 d)
Jamel GordonProvenance Wealth Advisors institutionalRose Capital Advisors, LLC independent RIAOtherApr 12, 2022Apr 4, 2022
Roberto Luis LizamaIpg Investment Advisors, LLC independent RIARose Capital Advisors, LLC independent RIARIA to RIAOct 3, 2019Apr 22, 2020 (202 d)
Ashley Marie KuljuMicrosigma Capital Management, LLC otherRose Capital Advisors, LLC independent RIAOtherNov 13, 2018Oct 16, 2018
Michael Joseph RoseTandragee Global Advisors, LLC no RAUMRose Capital Advisors, LLC no RAUMOtherFeb 5, 2015Oct 11, 2014
Eugene Charles SulzbergerTandragee Global Advisors, LLC no RAUMRose Capital Advisors, LLC no RAUMOtherFeb 5, 2015Oct 17, 2014
Mitchell Allan RomanoDominick & Dominick LLC otherRose Capital Advisors, LLC independent RIAOtherSep 15, 2014Jan 1, 2025 (3761 d)
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8 moves match.