DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Vision Retirement
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Allen Leeds | Vaughan And Company Securities, Inc. independent RIA | Vision Retirement independent RIA | RIA to RIA | May 6, 2026 | Apr 23, 2026 |
| Joseph John Spinelli | Cetera Investment Advisers LLC BD affiliated | Vision Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2024 | Nov 19, 2024 (319 d) |
| Jean Tobin Riordan | LPL Financial LLC independent RIA | Vision Retirement independent RIA | RIA to RIA | Aug 16, 2022 | Mar 31, 2022 |
| Benjamin Albert Stark | Park Avenue Securities LLC BD affiliated | Vision Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2021 | Aug 30, 2021 |
| Nicholas Steven Choman | LPL Financial LLC independent RIA | Vision Retirement no RAUM | Other | Nov 29, 2018 | Jan 3, 2018 |
| Jason M. Ellis | LPL Financial LLC independent RIA | Vision Retirement no RAUM | Other | Nov 29, 2018 | Nov 25, 2014 |
| Joseph Michael Lanza | Sagepoint Financial, Inc. BD affiliated | Vision Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2018 | Jan 2, 2026 (2655 d) |
| Anthony Passerino | Cetera Investment Advisers LLC BD affiliated | Vision Retirement independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2018 | Jan 5, 2026 (2664 d) |
| Paul David Muller | Ridgewood Financial Advisors, LLC unclassified | Vision Retirement no RAUM | Other | Dec 31, 2009 | Nov 25, 2014 (1790 d) |
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9 moves match.